If you are a broker or other nominee who purchased or otherwise acquired BioXcel Therapeutics, Inc. (“BioXcel”) publicly traded securities during the period from March 9, 2023 through June 28, 2023, inclusive, THEN WITHIN TEN (10) DAYS OF YOUR RECEIPT OF THE NOTICE, you must either:
- If you have no beneficial purchasers/owners, please advise the Claims Administrator in writing; or
- Supply the Claims Administrator with names, last known addresses, and email addresses (to the extent known) of your beneficial purchasers/owners and the Claims Administrator will do the emailing of the link to the electronic Notice of Pendency and Proposed Settlement of Class Action and the Proof of Claim and Release Form (“Notice and Claim Form”) or mailing of the Postcard Notice. If the Claims Administrator receives an email address, it will send a Notice and Claim Form link electronically. Otherwise, it will send a Postcard Notice by first-class mail. Please provide this information electronically. If you are not able to do this, labels will be accepted, but it is important that a hardcopy list also be submitted of your clients; or
- Advise the Claims Administrator of how many beneficial purchasers/owners you have, and we will supply you with ample Postcard Notices to do the mailing. After the receipt of the Postcard Notices.
- Request a direct link to the electronic Notice and Claim Link and email the link to each of your beneficial purchasers/owners.
If you are providing a list of names, last known addresses, and email addresses to the Claims Administrator:
- Compile a list of names, last known addresses, and email addresses of the beneficial purchasers/owners that purchased or otherwise acquired BioXcel publicly traded securities during the period from March 9, 2023 through June 28, 2023, inclusive.
- Prepare the list in Microsoft Excel format.
- Email the spreadsheet to info@strategicclaims.net.
If you are mailing the Postcard Notice to beneficial purchasers/owners:
If you elect to mail the Postcard Notice to beneficial purchasers/owners yourself, additional copies of the Postcard Notice may be requested via email to info@strategicclaims.net.
You must also send a statement to the Claims Administrator at the address above confirming that the mailing or emailing was made, and you must retain your mailing records for use in connection with any further notices that may be provided in the Action. Failure to timely forward the Postcard Notice to beneficial purchasers/owners may affect their legal rights.
If you have any questions, contact the Claims Administrator at info@strategicclaims.net or by calling 1-866-274-4004.
Expense Reimbursement:
You are entitled to reimbursement for your reasonable expenses actually incurred in complying with the foregoing not to exceed: $0.03 per email if you email the link to the Notice and Claim Form; $0.03 per name, address, and email address if you are providing the Claims Administrator the records; or $0.03 per Postcard Notice mailed by you, plus postage at the pre-sort rate used by the Claims Administrator, if requesting Postcard Notices to perform the mailing yourself.